When the auditor asks, the answer is already written down.
Compliance Log records what was disclosed, when consent was given and what was said to each client, as it happens. Commission disclosures, risk profiles, KYC status and message history are kept in a time-stamped trail you can export when an insurer, AMC or auditor asks.
What Compliance Log does for your practice.
Consent records
Capture and store client consent for data storage and communication, with the date, method and wording used.
Disclosure trail
Record commission and product disclosures shared with clients, linked to the transaction they relate to.
Communication history
Messages drafted and sent through the platform are logged against the client automatically.
Opt-out respect
Opt-outs and do-not-contact preferences are honoured across reminders and follow-ups.
Audit export
Export a client or date-range record as PDF or CSV for insurer, AMC or internal audits.
Tamper-evident
Log entries cannot be edited after the fact. Corrections are added as new entries, like a proper ledger.
From first record to stamped done.
Capture
Consent and disclosures are recorded at the moment they happen.
Log
Every message and change is time-stamped against the client.
Protect
Entries are append-only. Corrections are new entries, never overwrites.
Export
Produce a clean record for any audit in minutes.